-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IrgWckv1m1cZwqCVPgaxUtKWF6SqtKMr5eFCOVengMmtGAOFu9sqkQFnLDgoPq6I tm+O9rT/NEGmj2OXeRMQRA== 0000950144-97-001320.txt : 19970222 0000950144-97-001320.hdr.sgml : 19970222 ACCESSION NUMBER: 0000950144-97-001320 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970214 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CARAUSTAR INDUSTRIES INC CENTRAL INDEX KEY: 0000825692 STANDARD INDUSTRIAL CLASSIFICATION: PAPERBOARD MILLS [2631] IRS NUMBER: 581388387 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-43577 FILM NUMBER: 97532422 BUSINESS ADDRESS: STREET 1: P O BOX 115 CITY: AUSTELL STATE: GA ZIP: 30001 BUSINESS PHONE: 7709483101 MAIL ADDRESS: STREET 1: P O BOX 115 CITY: AUSTELL STATE: GA ZIP: 30001 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FRANCIS MARY ELIZABETH PUETTE CENTRAL INDEX KEY: 0001011063 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 3100 WASHINGTON ST CITY: AUSTELL STATE: GA ZIP: 30001 BUSINESS PHONE: 7709483101 MAIL ADDRESS: STREET 1: 3100 WASHINGTON ST CITY: AUSTELL STATE: GA ZIP: 30001 SC 13D 1 CARAUSTAR/MARY LIZ FRANCIS 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. )* Caraustar Industries, Inc. - -------------------------------------------------------------------------------- (NAME OF ISSUER) Common Shares - -------------------------------------------------------------------------------- (TITLE OF CLASS OF SECURITIES) 140909102 - -------------------------------------------------------------------------------- (CUSIP NUMBER) H. Lee Thrash, III, Caraustar Industries, Inc., 3100 Washington Street, Austell, Georgia 30001, 770-948-3101 - -------------------------------------------------------------------------------- (NAME, ADDRESS AND TELEPHONE NUMBER OF PERSON AUTHORIZED TO RECEIVE NOTICES AND COMMUNICATIONS) - -------------------------------------------------------------------------------- (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. Check the following box if a fee is being paid with the statement [ ]. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1: and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) NOTE: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 CUSIP No. 140909102 SCHEDULE 13D Page 2 of 4 Pages --------------------- -------- -------- (1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above Persons Mary Elizabeth Puette Francis --------------------------------------------------------------------- (2) Check the Appropriate Box if a Member of a Group* (a) [ ] (b) [ ] --------------------------------------------------------------------- (3) SEC Use Only --------------------------------------------------------------------- (4) SOURCE OF FUNDS* 00 --------------------------------------------------------------------- (5) CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS [ ] IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) --------------------------------------------------------------------- (6) Citizenship or Place of Organization United States --------------------------------------------------------------------- (7) Sole Voting Power Number of 1,108,800 Shares -------------------------------------------------------- (8) Shared Voting Power Beneficially 0 Owned by -------------------------------------------------------- (9) Sole Dispositive Power Each 1,108,800 Reporting -------------------------------------------------------- (10) Shared Dispositive Power Person With 0 -------------------------------------------------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 1,108,800 --------------------------------------------------------------------- (12) Check Box if Aggregate Amount in Row (11) Excludes Certain Shares* [ ] --------------------------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 4.4% --------------------------------------------------------------------- (14) Type of Reporting Person* IN --------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 3 Preliminary Statement This final amended statement on Schedule 13D (this "Statement") is filed with respect to Common Shares, $.10 par value per share ("Shares"), of Caraustar Industries, Inc., a North Carolina corporation (the "Issuer"). This Statement reports that, as the result of a disposition of certain Shares held in trust by Mary Elizabeth Puette Francis (the "Filing Person"), as trustee, the Filing Person's beneficial ownership of Shares has ceased to constitute five percent of the Issuer's Shares. Item 1. Security and Issuer. This Statement is filed with respect to Shares of the Issuer. The address of the principal executive offices of the Issuer is 3100 Washington Street, Austell, Georgia 30001. Item 2. Identity and Background. Not applicable. Item 3. Source and Amount of Funds or Other Consideration. Not applicable. Item 4. Purpose of Transaction. Not applicable. Item 5. Interest in Securities of the Issuer. Not applicable. Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. Not applicable. Item 7. Material to be Filed as Exhibits. Not applicable. 4 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct. Date: February 10, 1997 Signature: /s/ Mary Elizabeth Puette Francis --------------------------------- Name: Mary Elizabeth Puette Francis -----END PRIVACY-ENHANCED MESSAGE-----